Samuel Alejandro Rios-lazo
Professional Summary
Samuel Alejandro Rios-lazo, who also goes by Samuel Rios-lazo, is a registered financial advisor currently at CAPITAL WEALTH, LLC located in Lehi, Utah. Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Samuel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Samuel Rios-Lazo
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CAPITAL WEALTH ADVISORS, LLC | HORIZON RETIREMENT ACADEMY | CWA INVESTMENT SERVICES, L.L.C. | CAPITAL WEALTH, LLC
Contact Information
Main Address
3400 N Ashton Blvd Suite 190, Lehi, UT 84048Phone Number
(801) 210-2800# of Employees
7SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
636AUM (Assets Under Management)
$115,955,340Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITAL WEALTH ADVISORS, LLC | HORIZON RETIREMENT ACADEMY | CWA INVESTMENT SERVICES, L.L.C. | CAPITAL WEALTH, LLC
State Registrations and Notice Filings
(8/6/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Samuel Alejandro Rios-lazo's CRS (Customer Relationship Summary).
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