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SR

Samuel A. Rios-lazo

CAPITAL WEALTH
LEHI, UT 84043
Some features on this profile are disabled
CRD#: 7783242
SR
Samuel Alejandro Rios-lazoCAPITAL WEALTH

Professional summary

Samuel Alejandro Rios-lazo, who also goes by Samuel Rios-lazo, is a registered financial advisor currently at CAPITAL WEALTH, LLC located in Lehi, Utah.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Samuel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Samuel Rios-Lazo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/2023 - Mountain America Investment Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Alejandro Rios-lazo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2026 - Present

CAPITAL WEALTH, LLC

Office #1: 1850 W. Ashton Blvd Suite 175, Lehi, UT 84043
RIA
CRD#: 289574
LEHI, UT
Past

January 5, 2024 - May 12, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
WEST JORDAN, UT
Past

November 20, 2023 - May 12, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
WEST JORDAN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(8/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/4/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/16/2023
Securities Industry Essentials Examination

Current Firm

CW
CAPITAL WEALTH, LLC
CAPITAL WEALTH ADVISORS, LLC | HORIZON RETIREMENT ACADEMY | CWA INVESTMENT SERVICES, L.L.C. | CAPITAL WEALTH, LLC

CRD#: 289574 / SEC#:

Arizona
Registered Investment Advisory firm - (10/9/2019 Approved)
California
Registered Investment Advisory firm - (1/2/2020 Approved)
Idaho
Registered Investment Advisory firm - (5/16/2023 Approved)
Texas
Registered Investment Advisory firm - (8/25/2017 Conditional Restricted)
Utah
Registered Investment Advisory firm - (11/22/2017 Approved)
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Contact information

Main Address
1850 W. Ashton Blvd Suite 175, Lehi, UT 84043
Mailing Address
Phone number
(801) 210-2800
Established
Firm type
Fiscal year end
# of Employees
9

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts542
AUM (Assets Under Management)$ 57,455,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CAPITAL WEALTH, LLC

CRD#: 289574Lehi, UT 84043

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