James T. Fitzgerald

LASALLE INVESTMENT ADVISORS

Pewaukee, WI 53072

Some features on this profile are disabled

CRD#: 7780357

Professional summary

James Thomas Fitzgerald is a registered financial advisor currently at LASALLE INVESTMENT ADVISORS, INC. located in Pewaukee, Wisconsin.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Thomas Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2023 - Present

LASALLE INVESTMENT ADVISORS, INC.

Office #1: 1133 Quail Court Suite 100, Pewaukee, WI 53072

RIA

CRD#: 109303

Pewaukee, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2023

Uniform Investment Adviser Law Examination

Current Firm

LASALLE INVESTMENT ADVISORS, INC.

LASALLE INVESTMENT & BUSINESS MANAGEMENT SERVICES INC | LASALLE INVESTMENT ADVISORS, INC. | LASALLE INVESTMENT ADVISORS

CRD#: 109303 / SEC#: 801-132648

Wisconsin

Registered Investment Advisory firm - (7/23/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1133 Quail Court Suite 100, Pewaukee, WI 53072

Mailing Address

Phone number

(262) 650-1099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 119,132,694

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James T. Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Thomas Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2023

Current Firm

LASALLE INVESTMENT ADVISORS, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors