MZ
Michael R. Ziembo
AVANTAX PLANNING PARTNERS
Fort Wayne, IN 46804
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CRD#: 7780157
MZ
Professional summary
Michael R Ziembo, who also goes by Michael Ziembo, Mike Ziembo, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Fort Wayne, Indiana.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Ziembo | Mike Ziembo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BADEN, GAGE & SCHROEDER, LLC POSITION: Director NATURE: Baden Gage & Schroederis one of the largestcertified public accounting and business consulting firms based in Indiana. Since the firm's founding in 1980, we have grown to a staff of over 50 people dedicated to helping clients improve their profitability. The firm provides audit and assurance services, tax compliance and consulting to clients primarily in Northeast Indiana. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1995 ADDRESS: 6920 Pointe Inverness Way, Suite 300, Fort Wayne IN 46804, United States DESCRIPTION: Managing DirectorResponsibilities include: Overall firm management Working with the executive committee to set organization goals Managing book of business Monitor client relationships Monitoring firm performance? 2. ERIN'S HOUSE FOR GRIEVING CHILDREN POSITION: Board Member NATURE: Erin's House for Grieving Children (EH) is a non-profit based in Fort Wayne, Indiana. EH has provided a safe, nurturing,and comfortable environment for children to process their grief. They learn how to express their emotions, share theirfeelings, and reinvest back into their lives. They do this by spending time with other children who understand theirgrief. The Erin's House program reduces the negative consequences of unresolved grief. Time and time again, we haveseen these children grow into compassionate, respectful, and productive young adults. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 5670 YMCA Park Dr. West, Fort Wayne IN 46835, United States DESCRIPTION: I have been asked to be a board member effecting in Jan 2025. As a board member I will: attend all board and committee meetings and functions, Be informed about the organization's mission, services, policies, and programs.Review agenda and supporting materials prior to board and committee meetings. I will remain on the finance committee. The finance committee is responsible for: Approving the annual budgetMonitoring monthly financial statementsOverseeing financial reportingReview financial policiesProvide support to EH staff as needed
CRS (Client Relationship Summary) - RIA
Click below to view Michael R Ziembo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2023 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 6920 Pointe Invereness Way Suite 300, Fort Wayne, IN 46804RIA
CRD#: 106237
Fort Wayne, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(11/6/2023)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Fort Wayne, IN 46804TRUST BUT VERIFY
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