Quang V. Tran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quang Vinh Tran, who also goes by Tristan Tran, was a registered financial professional .
Quang is a previously registered financial professional and started their career in finance in 2023. Quang had worked at 1 firm and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2024 - February 24, 2025
PLATO'S PHILOSOPHY, LLC
August 25, 2023 - June 17, 2024
PLATO'S PHILOSOPHY, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 11/15/2023
General Securities Representative ExaminationCurrent Firm
PLATO'S PHILOSOPHY, LLC
CRD#: 319564 / SEC#: 801-126714
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 39,360,000 |
Red Flags
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