Alicia G. Duong

WEALTH ENGINEERS

Denver, CO 80202-5428

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CRD#: 7780026

Professional summary

Alicia Gene Duong, who also goes by Alicia G Duong, Alicia Gene Rohrberg, is a registered financial advisor currently at WEALTH ENGINEERS, LLC located in Denver, Colorado.

Alicia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alicia has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alicia G Duong | Alicia Gene Rohrberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicia Gene Duong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2023 - Present

WEALTH ENGINEERS, LLC

Office #1: 600 17th Street Suite 2800 South, Denver, CO 80202-5428

RIA

CRD#: 168578

Denver, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/24/2023)

IAR

Colorado
(7/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WEALTH ENGINEERS, LLC

CRD#: 168578 / SEC#:

California

Registered Investment Advisory firm - (10/23/2013 Approved)

Colorado

Registered Investment Advisory firm - (10/23/2013 Approved)

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Contact information

Main Address

600 17th Street Suite 2800 South, Denver, CO 80202-5428

Mailing Address

Phone number

(303) 500-3245

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 98,284,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alicia G. Duong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicia Gene Duong's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ENGINEERS, LLC

State Registrations and Notice Filings

Exams

Current Firm

WEALTH ENGINEERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH ENGINEERS, LLC

TRUST BUT VERIFY

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