MN
Michael S. Nickerson
INDEPENDENCE SQUARE HOLDINGS
Chestertown, MD 21620
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CRD#: 7780018
MN
Professional summary
Michael S Nickerson III, who also goes by Michael S Nickerson, is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in Chestertown, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael S Nickerson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
11/2024 - Independence Square Advisors - DBA for Independence Square Holdings, LLC - Investment Related? Yes, at 100 Talbot Boulevard, Chestertown, MD 21620 and 150 South Warner Rd. suite 300, King of Prussia, PA 19406 - Start Date: 11/04/2024 - Investment Adviser Representative, Wealth Advisor - 160 hours per month / 8 hours per day during trading hours. 100% of time spent on this activity during trading hours. 2022 - Michael's Shore Style BBQ - Owner/Operator - Investment related? No - Worton, MD 21678 - Operating business, fielding phone calls, setting up events, cooking, cleaning - Number of hours per month: 10 - Number of hours during securities trading hours: 0 01/2014 - Saw Mill Creek Construction - Investment Related: No - Worton, MD 21678 - Outside 1099/W2 Employment - Part Time Laborer for residential new builds and home renovations - 2% of his time is spent on this outside business activity, not during trading hours - Start Date: - Family owned corporation, owned and operated by Albert Nickerson. 01/2014 - Grand View Farm - Investment Related: No - Kennedyville, MD 21645 - Outside 1099/W2 Employment - Part Time Laborer and equipment operator on a commercial hog and row crop farm - 3% of his time is spent on this outside business activity, not during trading hours - Start Date: 2014 - One of Michael's family members has partial interest in this farm.
CRS (Client Relationship Summary) - RIA
Click below to view Michael S Nickerson III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2024 - Present
INDEPENDENCE SQUARE HOLDINGS, LLC
Office #1: 100 Talbot Boulevard, Chestertown, MD 21620RIA
CRD#: 300139
Chestertown, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(11/12/2024)
Current Firm
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 South Warner Road Suite 300, King Of Prussia, PA 19406
Mailing Address
Phone number
(610) 520-1500
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 1,488,010,409 |
Red Flags
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Company Information
INDEPENDENCE SQUARE HOLDINGS, LLC
CRD#: 300139Chestertown, MD 21620TRUST BUT VERIFY
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