AS
Anne K. Spreng-cole
SPRENG CAPITAL MANAGEMENT
Bucyrus, OH 44820
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CRD#: 7779847
AS
Professional summary
Anne K Spreng-cole, who also goes by Anne Kathlyn Cole, Anne Kathlyn Spreng, Anne Kathlyn Spreng-ferris, is a registered financial advisor currently at SPRENG CAPITAL MANAGEMENT, INC. located in Bucyrus, Ohio.
Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Anne has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anne Kathlyn Cole | Anne Kathlyn Spreng | Anne Kathlyn Spreng-Ferris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Longacre Farms, Inc.; Bucks-Pride LA, LLC; Reece Family Farm, LLC Address: 4174 Lincoln Highway, Bucyrus Ohio. All business' are non-investment related, for-profit crop production and real estate/farmland business'. Sole-owner/sole-member. Start date: 2003. Minimal hours devoted during securities trading hours. All hours are evenings or weekends. Duties primarily include book keeping with occasional manual labor related to farm activities.
CRS (Client Relationship Summary) - RIA
Click below to view Anne K Spreng-cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2024 - Present
SPRENG CAPITAL MANAGEMENT, INC.
Office #1: 201 South Sandusky Avenue, Bucyrus, OH 44820RIA
CRD#: 119902
Bucyrus, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SPRENG CAPITAL MANAGEMENT, INC.
SPRENG & PIGMAN FINANCIAL | SPRENG CAPITAL MANAGEMENT, INC. | SPRENG CAPITAL MANAGEMENT, INC | SPRENG & PIGMAN FINANCIAL ADVISORY GROUP, INC.
CRD#: 119902 / SEC#: 801-110082
RIA
Registered Investment Advisory firm - (3/15/2017 Approved)Ohio
Registered Investment Advisory firm - (3/6/2018 Terminated)Texas
Registered Investment Advisory firm - (3/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(4/18/2024)
IAR
Texas(5/8/2024)
Current Firm
SC
SPRENG CAPITAL MANAGEMENT, INC.
SPRENG & PIGMAN FINANCIAL | SPRENG CAPITAL MANAGEMENT, INC. | SPRENG CAPITAL MANAGEMENT, INC | SPRENG & PIGMAN FINANCIAL ADVISORY GROUP, INC.
CRD#: 119902 / SEC#: 801-110082
RIA
Registered Investment Advisory firm - (3/15/2017 Approved)Ohio
Registered Investment Advisory firm - (3/6/2018 Terminated)Texas
Registered Investment Advisory firm - (3/6/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 South Sandusky Avenue, Bucyrus, OH 44820
Mailing Address
Box 47 201 South Sandusky Avenue, Bucyrus, OH 44820-0047
Phone number
(419) 563-0084
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,650 |
| AUM (Assets Under Management) | $ 268,545,336 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPRENG CAPITAL MANAGEMENT, INC.
CRD#: 119902Bucyrus, OH 44820TRUST BUT VERIFY
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