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JP

Joseph J. Puglisi

SKILL CAPITAL ASSOCIATES LLC
LONDON, EC1M 4BG
Some features on this profile are disabled
CRD#: 7779592
JP

Professional summary

Joseph John Puglisi, who also goes by Joe Puglisi, Joseph J Puglisi, is a registered financial professional currently at SKILL CAPITAL ASSOCIATES LLC .

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2024. Joseph has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Puglisi | Joseph J Puglisi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Puglisi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 26, 2024 - Present

SKILL CAPITAL ASSOCIATES LLC

Office #1: 3rd Floor 6-7 St John's Lane, London, EC1M 4BG
BD
CRD#: 286543
LONDON,
Past

May 3, 2024 - October 1, 2024

OUTCOME CAPITAL, LLC

BD
CRD#: 100960
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 5/3/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 5/3/2024
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/2/2023
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SKILL CAPITAL ASSOCIATES LLC
SKILL CAPITAL ASSOCIATES LLC

CRD#: 286543 / SEC#: , 8-69895

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3rd Floor 6-7 St John's Lane, London, EC1M 4BG
Mailing Address
37 Sylvan Drive, Pine Brook, NJ 07058
Phone number
011447785 522208
Established
Delaware since 03/18/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SKILL CAPITAL ADVISORY LLP100% OWNER
LAMB, ADRIAN GEOFFREYCHIEF EXECUTIVE OFFICER & CCO6857266
PUGLISI, JOSEPH JOHNFINOP7779592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKILL CAPITAL ASSOCIATES LLC

CRD#: 286543London, EC1M 4BG

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