James H. Listrom
Professional summary
James Huntley Listrom, who also goes by Hunt Listrom, is a registered financial professional currently at VALDES & MORENO, INC. located in Parkville, Missouri.
James is registered as a RR (Registered Representative) and started their career in finance in 2023. James has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Huntley Listrom's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2026 - Present
VALDES & MORENO, INC.
Office #1: 819 Main Street Room 304, Parkville, MO 64152August 10, 2023 - May 3, 2024
VALDES & MORENO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2026)
(4/14/2026)
Exams
Series 7TO
Date: 8/10/2023
General Securities Representative ExaminationFINRA
Current Firm
VALDES & MORENO, INC.
CRD#: 37560 / SEC#: , 8-47810
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LISTROM, MARCO REID | PRESIDENT & CHIEF COMPLIANCE OFFICER | 310764 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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Company Information
VALDES & MORENO, INC.
CRD#: 37560Parkville, MO 64152TRUST BUT VERIFY
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