WA
Wendy S. Albers
AVANTAX PLANNING PARTNERS
Pella, IA 50219
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CRD#: 7779071
WA
Professional summary
Wendy Sue Albers, who also goes by Wendy S Albers, Wendy Albers, Wendy S Seekamp, Wendy Seekamp, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Pella, Iowa.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Wendy has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy S Albers | Wendy Albers | Wendy S Seekamp | Wendy Seekamp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TWS STORAGE LLC; Member; Previously owned storage facility. Payments now due to LLC on installment contract receivable from property sold are ACH deposited to bank account each month and then ACH distributed to members; NIR; HRS 1; HRS 0; 05/11/2010; 250 208th Ave, Pella IA 50219; Verify automatic ACH receipts/disbursements went through bank account, Tax Prep 2)AVANTAX PLANNING PARTNERS INC; IAR; IAR to numerous investment clients; IR; HRS 5; HRS 5; 08/15/2023; 916 W 16th Street, Pella IA 50219; Assist clients with estate and retirement planning 3)SCHURING & UITERMARKT PC DBA WELGAARD CPAS AND ADVISORS; Shareholder; Public accounting firm offering tax planning and preparation, payroll, bookkeeping, financial statements, sales tax, advisory services, wealth management, estate planning and retirement planning; IR; HRS 175; HRS 130; 05/05/2008; 916 W 16th Street, Pella IA 50219; Prepare and review tax returnsTax planning Consulting servicesAdvisory servicesWealth management meetings with clients and Avantax 4)SCHURING & UITERMARKT FINANCIAL SERVICES, LTD. DBA WELGAARD FINANCIAL SERVICES; Shareholder; Financial services company for Schuring & Uitermarkt PC dba Welgaard CPAs and Advisors; NIR; HRS 1; HRS 0; 01/01/2021; 916 W 16th Street, Pella IA 50219; I have no duties tied to this entity at this time, I solely own 16%. 5)MARVIN D SEEKAMP TRUST; Co-Trustee; Trust established when my father passed away. Owns farm land that is rented for the benefit of my mother; NIR; HRS 1; HRS 0; 12/15/2007; 711 210th Ave, Pella IA 50219; My mother takes care of the operations as the other trustee. I have signing authority on bank accounts that I never use. I prepare the tax return. 6)SHARON E SEEKAMP TRUST; Co-Trustee; My mother's revocable trust. I'm co-trustee in the event she become incapacitated or passes away but I know very little about what assets are actually held in the trust; NIR; HRS 1; HRS 0; 10/01/2019; 711 210th Ave, Pella IA 50219; No duties at this time 7)SHARON SEEKAMP GRANDCHILDREN'S TRUST; Trustee; My mother's trust holding life insurance for the benefit of my children; NIR; HRS 1; HRS 0; 06/29/2017; 250 208th Ave, Pella IA 50219; No duties at this time. Premiums are being deducted from the life insurance policy cash value. 8)ERIC R RECKER IRREVOCABLE LIFE INSURANCE TRUST; Trustee; Life insurance trust - currently only making premium payments on life insurance policies; NIR; HRS 1; HRS 0; 10/25/2017; 504 Franklin Street, Pella IA 50219; Only duty is to prepare crummy letters 9)S&U REAL ESTATE LLC; Member; Real estate rented to Schuring & Uitermarkt PC (tax firm); IR; HRS 1; HRS 0; 01/01/2021; 916 W 16th Street, Pella IA 50219; no duties tied to this entity as this is passive ownership 10)HELEN CORINNE STEENHOEK IRREVOCABLE TRUST; Trustee; Life insurance trust - only making premiums payments on life insurance policy; NIR; HRS 1; HRS 0; 03/10/2023; 614 E Liberty Street, Pella IA 50219; Submit life insurance premium paymentsPrepare crummy letters 11)SPARK OF LIFE MINISTRIES; Treasurer; Nonprofit organization facilitating spiritual weekend retreats for high school students to build Christian community; NIR; HRS 2; HRS 0; 10/16/2023; 1405 W 1st Street, Pella IA 50219; Deposit registration fees and donationsPay billsReconcile bank account 12)ROBERT WEGTER RESIDUARY TRUST; Trustee; Trust created under the last will and testament of Robert Wegter for the support of his surviving wife and children; IR; HRS 1; HRS 0; 03/15/2024; 916 W 16th Street, Pella IA 50219; Oversee management of brokerage accountDistribute funds to beneficiariesPay expenses of trustFile annual tax return
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Sue Albers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2023 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 916 W 16th St, Pella, IA 50219RIA
CRD#: 106237
Pella, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(8/21/2023)
Exams
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Pella, IA 50219TRUST BUT VERIFY
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