Jason G. Rounick

WESTLIGHT WEALTH

Venice, CA

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CRD#: 7778645

Professional summary

Jason Gustaf Rounick, who also goes by Gus Rounick, is a registered financial advisor currently at WESTLIGHT WEALTH located in Venice, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jason has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gus Rounick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Gustaf Rounick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2023 - Present

WESTLIGHT WEALTH

RIA

CRD#: 327385

Venice, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2023

Uniform Investment Adviser Law Examination

Current Firm

WESTLIGHT WEALTH

ROUNICK CAPITAL MANAGEMENT LLC | WESTLIGHT WEALTH

CRD#: 327385 / SEC#:

California

Registered Investment Advisory firm - (7/27/2023 Approved)

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Contact information

Main Address

Venice, CA

Mailing Address

100 Wilshire Blvd Suite 700, Santa Monica, CA 90401

Phone number

(305) 323-0680

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 15,046,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason G. Rounick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Gustaf Rounick's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTLIGHT WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2023

Current Firm

WESTLIGHT WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTLIGHT WEALTH

TRUST BUT VERIFY

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