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NM

Nicholas F. Mastriano

VBC SECURITIES
Clifton, NJ 07011
Some features on this profile are disabled
CRD#: 7778552
NM

Professional summary

Nicholas Francis Mastriano, who also goes by Nicholas Mastriano, is a registered financial professional currently at VBC SECURITIES, LLC located in Clifton, New Jersey.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2023. Nicholas has worked at 1 firm and has passed the Series 63, Series 7TO, Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicholas Mastriano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Francis Mastriano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2023 - Present

VBC SECURITIES, LLC

Office #1: 348 Clifton Avenue, Clifton, NJ 07011
BD
CRD#: 5407
Clifton, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(10/8/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/7/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/27/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/29/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VBC SECURITIES, LLC
V.B.C. SECURITIES | VBC SECURITIES, LLC

CRD#: 5407 / SEC#: , 8-44141

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
348 Clifton Avenue, Clifton, NJ 07011-2619
Mailing Address
348 Clifton Avenue, Clifton, NJ 07011-2619
Phone number
(973) 928-5400
Established
New Jersey since 08/27/1970
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PIERCE, MARTHA JEANMANAGING MEMBER, CEO, CCO, MSRB1497789
KIRSCHENBLATT, CHAD ETHANFINOP2503352
MASTRIANO, PETERPRINCIPAL - SERIES 4 & 242356510

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VBC SECURITIES, LLC

CRD#: 5407Clifton, NJ 07011

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