Karen Kit-ling Claus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Kit-ling Claus, who also goes by Karen Chee, Karen Kit-ling Claus, was a registered financial professional .
Karen Kit-ling is a previously registered financial professional and started their career in finance in 2023. Karen Kit-ling had worked at 1 firm and has passed the Series 14 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2023 - January 15, 2025
HIIVE MARKETS LIMITED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
HIIVE MARKETS LIMITED
CRD#: 316580 / SEC#: , 8-70806
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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