SL
Samuel R. Lees
TANAGER WEALTH MANAGEMENT
London, EC4V 3BJ
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CRD#: 7777713
SL
Professional summary
Samuel Robert Lees is a registered financial advisor currently at TANAGER WEALTH MANAGEMENT .
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Samuel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Robert Lees's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2023 - Present
TANAGER WEALTH MANAGEMENT
Office #1: 7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJRIA
CRD#: 166084
London,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TANAGER WEALTH MANAGEMENT
TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP
CRD#: 166084 / SEC#: 801-77494
RIA
Registered Investment Advisory firm - (1/8/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(7/24/2023)
Current Firm
TW
TANAGER WEALTH MANAGEMENT
TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP
CRD#: 166084 / SEC#: 801-77494
RIA
Registered Investment Advisory firm - (1/8/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJ
Mailing Address
The White House Mill Road, Goring On Thames, RG8 9DD
Phone number
020 3965 6330
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,682 |
| AUM (Assets Under Management) | $ 1,259,359,198 |
Red Flags
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