Baltazar Moreno Fuentes

MORENO CAPITAL

AVENTURA, FL 33180

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CRD#: 7776920

Professional summary

Baltazar Moreno Fuentes, who also goes by Baltazar Moreno, is a registered financial advisor currently at MORENO CAPITAL located in Aventura, Florida.

Baltazar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Baltazar has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Baltazar Moreno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Herbert Capital Management, LLC, Investment Advisor Representative, Investment Related, 09/2023, Less than 10/hrs a month (all during trading hours), 2121 Avenue of the Stars Suite 800 Century City, CA 90292.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Baltazar Moreno Fuentes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

MORENO CAPITAL

Office #1: 19505 Biscayne Blvd Suite 2350, Aventura, FL 33180

RIA

CRD#: 332358

AVENTURA, FL

Past

November 30, 2023 - December 31, 2024

HERBERT CAPITAL MANAGEMENT

RIA

CRD#: 328324

CENTURY CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/12/2024)

IAR

Florida
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2023

Uniform Investment Adviser Law Examination

Current Firm

MORENO CAPITAL

MORENO CAPITAL | MORENO CAPITAL LLC

CRD#: 332358 / SEC#:

California

Registered Investment Advisory firm - (9/12/2024 Approved)

Florida

Registered Investment Advisory firm - (8/28/2024 Approved)

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Contact information

Main Address

19505 Biscayne Blvd Suite 2350, Aventura, FL 33180

Mailing Address

Phone number

(310) 717-3863

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 16,200,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Baltazar Moreno Fuentes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Baltazar Moreno Fuentes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORENO CAPITAL

HERBERT CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2023

Current Firm

MORENO CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MORENO CAPITAL

TRUST BUT VERIFY

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