Jacquelyn E. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacquelyn Elise Ward, who also goes by Jacquelyn Elise Dewbre, was a registered financial professional .
Jacquelyn is a previously registered financial professional and started their career in finance in 2023. Jacquelyn had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2023 - July 22, 2024
UMB ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
UMB ASSET MANAGEMENT, LLC
CRD#: 306374 / SEC#: 801-117738
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UMB ASSET MANAGEMENT, LLC
CRD#: 306374 / SEC#: 801-117738
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 47,495,486 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
