Emily Nelson

ALPHA FINANCIAL PARTNERS LLC

LEXINGTON, KY 40508

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CRD#: 7775424

Professional summary

Emily Nelson is a registered financial advisor currently at ALPHA FINANCIAL PARTNERS LLC located in Lexington, Kentucky.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Emily has worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2025 - Present

ALPHA FINANCIAL PARTNERS LLC

Office #1: 319 Cedar St. Suite 201, Lexington, KY 40508

RIA

CRD#: 306639

LEXINGTON, KY

Past

November 20, 2023 - June 26, 2025

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

LEXINGTON, KY

Past

August 5, 2023 - November 10, 2023

MCF ADVISORS, LLC

RIA

CRD#: 130372

Lexington, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA FINANCIAL PARTNERS LLC

ALMERANT WEALTH MANAGEMENT, LLC | ALPHA FINANCIAL PARTNERS LLC

CRD#: 306639 / SEC#: 801-117851

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/24/2025

Securities Industry Essentials Examination

Current Firm

ALPHA FINANCIAL PARTNERS LLC

ALMERANT WEALTH MANAGEMENT, LLC | ALPHA FINANCIAL PARTNERS LLC

CRD#: 306639 / SEC#: 801-117851

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

319 Cedar St. Suite 201, Lexington, KY 40508

Mailing Address

Phone number

(859) 785-2660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHA FINANCIAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (8/13/2025)

ALPHA FINANCIAL PARTNERS WRAP FEE PROGRAM (2/27/2025)

Regulatory assets under management

Total Number of Accounts	1,118
AUM (Assets Under Management)	$ 376,120,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emily Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA FINANCIAL PARTNERS LLC

SANCTUARY ADVISORS, LLC

MCF ADVISORS, LLC

Primary Firm SEC Registration

ALPHA FINANCIAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2023

SIE

Date: 2/24/2025

Current Firm

ALPHA FINANCIAL PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

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