AM
Alex P. Moorhead
MAIA WEALTH
Denver, CO 80202
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CRD#: 7775078
AM
Professional summary
Alex Patten Moorhead is a registered financial advisor currently at MAIA WEALTH located in Denver, Colorado.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alex has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TOP BIOMECHANICS, LLC - 90% Managing Member, Founder - non-investment related, research consulting, less than 10% of time spent on this activity, 8420 Contrails Drive, Colorado Springs, CO 80920, general consulting duties INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Alex Patten Moorhead's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2023 - Present
MAIA WEALTH
Office #1: 1401 17th Street Suite 850, Denver, CO 80202RIA
CRD#: 292817
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT
CRD#: 292817 / SEC#: 801-120452
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)California
Registered Investment Advisory firm - (6/6/2021 Terminated)Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/3/2023)
Current Firm
MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT
CRD#: 292817 / SEC#: 801-120452
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)California
Registered Investment Advisory firm - (6/6/2021 Terminated)Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1401 17th Street Suite 850, Denver, CO 80202
Mailing Address
Phone number
(720) 644-8803
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,445 |
| AUM (Assets Under Management) | $ 704,344,811 |
Red Flags
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