UG
Uziel Gomez
AVISE FINANCIAL
CANOGA PARK, CA
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CRD#: 7774739
UG
Professional summary
Uziel Gomez is a registered financial advisor currently at AVISE FINANCIAL located in Canoga Park, California.
Uziel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Uziel has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) US-LATAM TAX GROUP (AFFILIATED WITH IPWA RIA), NON-INVESTMENT RELATED, SAME LOCATION AS PRIMARY BUSINESS, TAX PLANNING, POSITION/TITLE: TAX AND BUSINESS PARAPLANNER, START DATE: 03/2023, SPENDS APPROX. 50% OF TIME ALL DURING TRADING HOURS. EXPLORE SUITABLE BUSINESS STRUCTURES FOR CLIENTS. ASSIST CLIENTS WITH OPENING BUSINESS ENTITIES. COORDINATE RETIREMENT CONTRIBUTIONS WITH WEALTH MANAGEMENT TEAM. ASSIST TAX PREPARER WITH GATHERING CLIENT DOCUMENTS FOR TAX RETURN FILING. 2) BLATINX, NON-INVESTMENT RELATED, 2020 HOWELL MILL ROAD, SUITE D-318, ATLANTA, GA 30318, CHARITABLE ORGANIZATION, POSITION/TITLE: INTERN COORDINATOR, STATE DATE: 4/2023, SPENDS APPROX. 5 HOURS PER MONTH, NON DURING TRADING HOURS, CREATE OPPORTUNITIES FOR BLACK AND LATINX INDIVIDUALS TO ENTER THE FINANCIAL PLANNING PROFESSION, WHICH ALSO OFFERING FINANCIAL PLANNING FIRMS ACCESS TO BROADER RANGE OF SKILLED PROFESSIONALS WITH DIVERSE BACKGROUNDS.
CRS (Client Relationship Summary) - RIA
Click below to view Uziel Gomez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2025 - Present
AVISE FINANCIAL
RIA
CRD#: 328790
CANOGA PARK, CA
Past
May 8, 2024 - January 23, 2025
EQUALIS FINANCIAL
RIA
CRD#: 281418
Canoga Park, CA
Past
June 27, 2023 - March 27, 2024
INTERNATIONAL PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 323032
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AVISE FINANCIAL
AVISE FINANCIAL | SOLIDI WEALTH ADVISORS | PRIMEROS FINANCIAL | EQUALIS FINANCIAL | AVISE FINANCIAL COOPERATIVE, INC.
CRD#: 328790 / SEC#: 801-131992
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)California
Registered Investment Advisory firm - (4/5/2025 Terminated)Oregon
Registered Investment Advisory firm - (3/11/2025 Terminated)Texas
Registered Investment Advisory firm - (3/6/2025 Terminated)Washington
Registered Investment Advisory firm - (4/6/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/9/2025)
IAR
Texas(1/9/2025)
Exams
Current Firm
AF
AVISE FINANCIAL
AVISE FINANCIAL | SOLIDI WEALTH ADVISORS | PRIMEROS FINANCIAL | EQUALIS FINANCIAL | AVISE FINANCIAL COOPERATIVE, INC.
CRD#: 328790 / SEC#: 801-131992
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)California
Registered Investment Advisory firm - (4/5/2025 Terminated)Oregon
Registered Investment Advisory firm - (3/11/2025 Terminated)Texas
Registered Investment Advisory firm - (3/6/2025 Terminated)Washington
Registered Investment Advisory firm - (4/6/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7080 Hollywood Blvd. Suite 700, Los Angeles, CA 90028
Mailing Address
Phone number
(310) 807-5778
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 125,910,558 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
