Nicholas S. Noto

MILLSTONE FINANCIAL GROUP

Millstone, NJ 08535

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CRD#: 7774608

Professional summary

Nicholas Steven Noto, who also goes by Nicholas S Noto, is a registered financial advisor currently at MILLSTONE FINANCIAL GROUP located in Millstone, New Jersey.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nicholas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas S Noto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Steven Noto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

MILLSTONE FINANCIAL GROUP

Office #1: 490 Hwy 33 West, Millstone, NJ 08535

RIA

CRD#: 297882

Millstone, NJ

Past

September 28, 2023 - December 1, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

August 25, 2023 - December 1, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/25/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/25/2023

Securities Industry Essentials Examination

Current Firm

MILLSTONE FINANCIAL GROUP

MILLSTONE FINANCIAL GROUP | MILLSTONE FINANCIAL GROUP LIMITED LIABILITY COMPANY

CRD#: 297882 / SEC#: 801-135605

Florida

Registered Investment Advisory firm - (11/4/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/25/2018 Approved)

New York

Registered Investment Advisory firm - (10/20/2021 Approved)

South Carolina

Registered Investment Advisory firm - (2/27/2025 Approved)

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Contact information

Main Address

490 Hwy 33 West, Millstone, NJ 08535

Mailing Address

Phone number

(732) 385-8544

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/18/2026)

Regulatory assets under management

Total Number of Accounts	483
AUM (Assets Under Management)	$ 104,431,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas S. Noto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Steven Noto's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLSTONE FINANCIAL GROUP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2023

Series 7TO

Date: 8/25/2023

SIE

Date: 7/25/2023

Current Firm

MILLSTONE FINANCIAL GROUP

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLSTONE FINANCIAL GROUP

TRUST BUT VERIFY

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