EP
Ethan S. Pinto
Q3 ASSET MANAGEMENT
Birmingham, MI 48009
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CRD#: 7773518
EP
Professional summary
Ethan Samuel Pinto is a registered financial advisor currently at Q3 ASSET MANAGEMENT CORPORATION located in Birmingham, Michigan.
Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ethan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Samuel Pinto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2023 - Present
Q3 ASSET MANAGEMENT CORPORATION
Office #1: 2175 Cole Street, Birmingham, MI 48009RIA
CRD#: 137839
Birmingham, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT
CRD#: 137839 / SEC#: 801-77461
RIA
Registered Investment Advisory firm - (1/2/2013 Approved)Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/22/2023)
Current Firm
QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT
CRD#: 137839 / SEC#: 801-77461
RIA
Registered Investment Advisory firm - (1/2/2013 Approved)Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2175 Cole Street, Birmingham, MI 48009
Mailing Address
Phone number
(248) 566-1122
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,456 |
| AUM (Assets Under Management) | $ 727,412,337 |
Red Flags
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