Oliver V. Moon
Professional summary
Oliver Victor Moon, who also goes by Oliver Moon, is a registered financial professional currently at INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas.
Oliver is registered as a RR (Registered Representative) and started their career in finance in 2023. Oliver has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Oliver Victor Moon's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2025 - Present
INSTITUTIONAL SECURITIES CORPORATION
Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219January 4, 2024 - August 18, 2025
WORLD EQUITY GROUP, INC.
July 13, 2023 - December 31, 2023
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2025)
(8/22/2025)
(8/22/2025)
Exams
Series 7TO
Date: 7/13/2023
General Securities Representative ExaminationFINRA
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291Dallas, TX 75219TRUST BUT VERIFY
Monitor Oliver Moon
Get automatic monthly alerts on:
