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AB

Alexander J. Briggs

OLDFIELD WEALTH PARTNERS
BANGOR, ME 04401
Some features on this profile are disabled
CRD#: 7772039
AB

Professional summary

Alexander John Briggs, who also goes by Alex Briggs, is a registered financial advisor currently at OLDFIELD WEALTH PARTNERS located in Bangor, Maine.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alexander has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alex Briggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander John Briggs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 3, 2026 - Present

OLDFIELD WEALTH PARTNERS

Office #1: 77 Exchange St. Suite 302, Bangor, ME 04401
RIA
CRD#: 332765
BANGOR, ME
Past

August 22, 2023 - March 23, 2026

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
Bangor, ME
Past

July 1, 2023 - March 23, 2026

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
BANGOR, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(4/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/13/2022
Securities Industry Essentials Examination

Current Firm

OW
OLDFIELD WEALTH PARTNERS
OLDFIELD WEALTH PARTNERS | OLDFIELD WEALTH PARTNERS, LLC | OLDFIELD WEALTH PARTNERS LLC

CRD#: 332765 / SEC#: 801-131174

RIA
Registered Investment Advisory firm - (9/20/2024 120-Day Approval)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
77 Exchange St. Suite 302, Bangor, ME 04401
Mailing Address
Phone number
(207) 573-3001
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- OLDFIELD WEALTH PARTNERS (1/27/2025)
WRAP FEE BROCHURE- OLDFIELD WEALTH PARTNERS (1/27/2025)

Regulatory assets under management

Total Number of Accounts94
AUM (Assets Under Management)$ 101,292,356

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLDFIELD WEALTH PARTNERS

CRD#: 332765Bangor, ME 04401

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