Jacob P. Walsh
Professional summary
Jacob Patrick Walsh is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Parsippany, New Jersey and HENNION & WALSH, INC. located in Parsippany, New Jersey.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jacob has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Patrick Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2025 - Present
HENNION & WALSH ASSET MANAGEMENT, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054September 1, 2023 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Primary Firm SEC Registration
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2023)
(9/18/2023)
(9/18/2023)
(1/6/2025)
(11/14/2024)
(9/18/2023)
(9/18/2023)
(7/10/2025)
(2/18/2025)
(3/26/2025)
(4/8/2025)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(1/2/2025)
(9/18/2023)
(2/11/2025)
(9/18/2023)
(3/21/2025)
(8/15/2025)
(9/18/2023)
(9/19/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
Exams
Series 7TO
Date: 9/1/2023
General Securities Representative ExaminationFINRA
Current Firm
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,423 |
| AUM (Assets Under Management) | $ 590,106,063 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2024 | ||
| 10/27/2023 | ||
| 09/28/2022 |
Red Flags
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