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Guy Walker Chadwick

THIRD STANZA GROUP
CAVE CREEK, AZ
·CRD# 7771488·3 years experience

Professional Summary

Guy Walker Chadwick, who also goes by Guy Chadwick, Guy W Chadwick, is a registered financial advisor currently at THIRD STANZA GROUP located in Cave Creek, Arizona. Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Guy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Guy Chadwick, Guy W Chadwick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

THIRD STANZA GROUP·CRD# 337630
RIA
Cave Creek, AZ
September 24, 2025 - Present
EDWARD JONES·CRD# 250
RIA
Pratt, KS
October 17, 2023 - April 18, 2024
EDWARD JONES·CRD# 250
BD
Pratt, KS
August 15, 2023 - April 18, 2024

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Current Firm

TS
THIRD STANZA GROUP

THIRD STANZA GROUP | THIRD STANZA GROUP LLC

CRD#: 337630
Arizona
Registered Investment Advisory firm - Arizona (9/24/2025 Approved)
Oregon
Registered Investment Advisory firm - Oregon (10/7/2025 Approved)
Washington
Registered Investment Advisory firm - Washington (1/2/2026 Approved)

Contact Information

Main Address

Cave Creek, AZ

Mailing Address

3101 N. Central Avenue Suite 183, #5971, Phoenix, AZ 85012

Phone Number

(480) 221-8798

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$38,200

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ARIZONA STATE UNIVERSITY; NON-INVESTMENT RELATED; TEMPE, AZ; UNDERGRADUATE AND GRADUATE UNIVERSITY; FULL-TIME STUDENT; 08/2024; APPROX. 140 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; FULL TIME BA AND MA HISTORY STUDENT. 2) WOODHOUSE LLC; NON-INVESTMENT RELATED; 29010 N 48TH STREET, CAVE CREEK, AZ 85331; DORMANT ENTITY; MANAGING MEMBER; 01/2017; APPROX. 0 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; MANAGING MEMBER OF DORMANT ENTITY. 3) GUY WALKER CHADWICK; INVESTMENT RELATED; 29010 N 48th STREET, CAVE CREEK, AZ 85331; INSURANCE PRODUCTION; INDEPENDENT INSURANCE PRODUCER; 11/2023; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INDEPENDENT INSURANCE PRODUCER FOR VARIOUS INSURANCE COMPANIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(9/24/2025)
IAR
Oregon
(10/7/2025)
IAR
Washington
(1/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2023About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2023About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Guy Walker Chadwick's CRS (Customer Relationship Summary).

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