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GC

Guy W. Chadwick

THIRD STANZA GROUP
CAVE CREEK, AZ
Some features on this profile are disabled
CRD#: 7771488
GC

Professional summary

Guy Walker Chadwick, who also goes by Guy Chadwick, Guy W Chadwick, is a registered financial advisor currently at THIRD STANZA GROUP located in Cave Creek, Arizona.

Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Guy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Guy Chadwick | Guy W Chadwick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Walker Chadwick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2025 - Present

THIRD STANZA GROUP

RIA
CRD#: 337630
CAVE CREEK, AZ
Past

October 17, 2023 - April 18, 2024

EDWARD JONES

RIA
CRD#: 250
PRATT, KS
Past

August 15, 2023 - April 18, 2024

EDWARD JONES

BD
CRD#: 250
PRATT, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(9/24/2025)
IAR
Oregon
(10/7/2025)
IAR
Washington
(1/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/20/2023
Securities Industry Essentials Examination

Current Firm

TS
THIRD STANZA GROUP
THIRD STANZA GROUP | THIRD STANZA GROUP LLC

CRD#: 337630 / SEC#:

Arizona
Registered Investment Advisory firm - (9/24/2025 Approved)
Oregon
Registered Investment Advisory firm - (10/7/2025 Approved)
Washington
Registered Investment Advisory firm - (1/2/2026 Approved)
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Contact information

Main Address
Cave Creek, AZ
Mailing Address
3101 N. Central Avenue Suite 183, #5971, Phoenix, AZ 85012
Phone number
(480) 221-8798
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THIRD STANZA GROUP

CRD#: 337630Cave Creek, AZ

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