Keegan M. Erva

UNIFY FINANCIAL ADVISORS

CLEARWATER, FL 33756

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CRD#: 7771413

Professional summary

Keegan Michael Erva is a registered financial advisor currently at UNIFY FINANCIAL ADVISORS located in Clearwater, Florida.

Keegan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Keegan has worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Florida Financial Advisors. Investment Related. Tampa, FL 33634. Nature of Business: RIA. Position: Financial Consultant. Start Date: 06/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance. Not Investment Related. Tampa, FL 33634. Fixed Insurance Sales. 06/2023. Hours per Month: 10 hours during trading. Duties: fixed insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keegan Michael Erva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2025 - Present

UNIFY FINANCIAL ADVISORS

Office #1: 1465 South Fort Harrison Avenue Suite 201, Clearwater, FL 33756

RIA

CRD#: 324120

CLEARWATER, FL

Past

January 4, 2024 - May 8, 2025

SEVERIN INVESTMENTS LLC

RIA

CRD#: 166567

Clearwater, FL

Past

July 6, 2023 - October 6, 2023

FLORIDA FINANCIAL ADVISORS, LLC

RIA

CRD#: 288811

Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIFY FINANCIAL ADVISORS

UNIFY FINANCIAL ADVISORS | UNIFY FINANCIAL LLC

CRD#: 324120 / SEC#: 801-130951

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

Florida

Registered Investment Advisory firm - (8/28/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/15/2023

Securities Industry Essentials Examination

Current Firm

UNIFY FINANCIAL ADVISORS

UNIFY FINANCIAL ADVISORS | UNIFY FINANCIAL LLC

CRD#: 324120 / SEC#: 801-130951

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

Florida

Registered Investment Advisory firm - (8/28/2024 Terminated)

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Contact information

Main Address

1465 South Fort Harrison Avenue Suite 201, Clearwater, FL 33756

Mailing Address

Phone number

(727) 306-0299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE & SUPPLEMENTS (3/27/2025)

Regulatory assets under management

Total Number of Accounts	562
AUM (Assets Under Management)	$ 123,740,576

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keegan M. Erva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keegan Michael Erva's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNIFY FINANCIAL ADVISORS

SEVERIN INVESTMENTS LLC

FLORIDA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

UNIFY FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2023

SIE

Date: 4/15/2023

Current Firm

UNIFY FINANCIAL ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNIFY FINANCIAL ADVISORS

TRUST BUT VERIFY

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