WV
William B. Volpe
HEARTLAND ADVISORS
Milwaukee, WI 53202
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CRD#: 7770822
WV
Professional summary
William Bennett Volpe, who also goes by Will Volpe, William B Volpe, is a registered financial advisor currently at HEARTLAND ADVISORS, INC. located in Milwaukee, Wisconsin and ALPS DISTRIBUTORS, INC. located in Milwaukee, Wisconsin.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. William has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Will Volpe | William B Volpe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Heartland Advisors; Investment-Related; 790 Water St, Ste 1200, Milwaukee, WI 53202; Investment Advisor; Sales Enablement Specialist; 06/02/2025; 160 HRS/MON; 130 HRS/MON During Trading Hours.
CRS (Client Relationship Summary) - RIA
Click below to view William Bennett Volpe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2025 - Present
HEARTLAND ADVISORS, INC.
Office #1: 790 N Water Street Suite 1200, Milwaukee, WI 53202RIA
CRD#: 29433
Milwaukee, WI
Current
October 3, 2025 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 790 Water Street Suite 1200, Milwaukee, WI 53202BD
CRD#: 16853
Milwaukee, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HEARTLAND ADVISORS, INC.
HEARTLAND ADVISORS, INC.
CRD#: 29433 / SEC#: 801-19074, 8-44310
RIA
Registered Investment Advisory firm - SEC (6/23/1983 Approved)BD
Terminated by SEC on 12/09/2003
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/3/2025)
RR
Alaska(11/3/2025)
RR
Arizona(11/3/2025)
RR
Arkansas(11/3/2025)
RR
California(11/3/2025)
RR
Colorado(11/3/2025)
RR
Connecticut(11/3/2025)
RR
Delaware(11/3/2025)
RR
District of Columbia(11/3/2025)
RR
Florida(11/3/2025)
RR
Georgia(11/3/2025)
RR
Hawaii(11/3/2025)
RR
Idaho(11/3/2025)
RR
Illinois(11/3/2025)
RR
Indiana(11/3/2025)
RR
Iowa(11/3/2025)
RR
Kansas(11/3/2025)
RR
Kentucky(11/3/2025)
RR
Louisiana(11/3/2025)
RR
Maine(11/3/2025)
RR
Maryland(11/3/2025)
RR
Massachusetts(11/3/2025)
RR
Michigan(11/3/2025)
RR
Minnesota(11/3/2025)
RR
Mississippi(11/3/2025)
RR
Missouri(11/3/2025)
RR
Montana(11/3/2025)
RR
Nebraska(11/3/2025)
RR
Nevada(11/3/2025)
RR
New Hampshire(11/3/2025)
RR
New Jersey(11/3/2025)
RR
New Mexico(11/3/2025)
RR
New York(11/3/2025)
RR
North Carolina(11/3/2025)
RR
North Dakota(11/3/2025)
RR
Ohio(11/3/2025)
RR
Oklahoma(11/3/2025)
RR
Oregon(11/3/2025)
RR
Pennsylvania(11/3/2025)
RR
Puerto Rico(11/3/2025)
RR
Rhode Island(11/3/2025)
RR
South Carolina(11/3/2025)
RR
South Dakota(11/3/2025)
RR
Tennessee(11/3/2025)
RR
Texas(11/3/2025)
RR
Utah(11/3/2025)
RR
Vermont(11/3/2025)
RR
Virgin Islands(11/3/2025)
RR
Virginia(11/3/2025)
RR
Washington(11/3/2025)
RR
West Virginia(11/3/2025)
RR
Wisconsin(11/3/2025)
IAR
Wisconsin(11/5/2025)
RR
Wyoming(11/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/3/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HEARTLAND ADVISORS, INC.
HEARTLAND ADVISORS, INC.
CRD#: 29433 / SEC#: 801-19074, 8-44310
RIA
Registered Investment Advisory firm - SEC (6/23/1983 Approved)BD
Terminated by SEC on 12/09/2003
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Contact information
Main Address
790 N Water Street Suite 1200, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 347-7777
Established
Wisconsin since 03/03/1953
Firm type
Corporation
Fiscal year end
December
# of Employees
26
SEC notice filing (17 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 1,885,901,565 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HEARTLAND ADVISORS, INC.
CRD#: 29433Milwaukee, WI 53202TRUST BUT VERIFY
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