Colin M. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Michael Mayer was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 2025. Colin had worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2025 - September 22, 2025
BATES SECURITIES, INC.
January 29, 2025 - September 22, 2025
BATES FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/24/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BATES SECURITIES, INC.
CRD#: 10759 / SEC#: , 8-29005
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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