MC
Mary K. Clifford
BLUE OWL SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 7770121
MC
Professional summary
Mary Kathryn Clifford, who also goes by Mary Kate Clifford, Mary Clifford, is a registered financial professional currently at BLUE OWL SECURITIES located in Chicago, Illinois.
Mary is registered as a RR (Registered Representative) and started their career in finance in 2024. Mary has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mary Kate Clifford | Mary Clifford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mary Kathryn Clifford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2024 - Present
BLUE OWL SECURITIES
Office #1: 150 N Riverside, Chicago, IL 60606BD
CRD#: 283250
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/21/2024)
RR
Alaska(12/21/2024)
RR
Arizona(12/21/2024)
RR
Arkansas(12/21/2024)
RR
California(12/21/2024)
RR
Colorado(7/2/2024)
RR
Connecticut(12/21/2024)
RR
Delaware(12/21/2024)
RR
District of Columbia(7/2/2024)
RR
Florida(7/2/2024)
RR
Georgia(12/21/2024)
RR
Hawaii(12/21/2024)
RR
Idaho(12/21/2024)
RR
Illinois(12/21/2024)
RR
Indiana(12/21/2024)
RR
Iowa(12/21/2024)
RR
Kansas(12/21/2024)
RR
Kentucky(12/21/2024)
RR
Louisiana(7/2/2024)
RR
Maine(12/21/2024)
RR
Maryland(7/2/2024)
RR
Massachusetts(12/21/2024)
RR
Michigan(12/21/2024)
RR
Minnesota(12/21/2024)
RR
Mississippi(12/21/2024)
RR
Missouri(12/21/2024)
RR
Montana(12/21/2024)
RR
Nebraska(12/21/2024)
RR
Nevada(12/21/2024)
RR
New Hampshire(12/21/2024)
RR
New Jersey(12/21/2024)
RR
New Mexico(12/21/2024)
RR
New York(12/21/2024)
RR
North Carolina(12/21/2024)
RR
North Dakota(12/21/2024)
RR
Ohio(12/23/2024)
RR
Oklahoma(12/21/2024)
RR
Oregon(12/21/2024)
RR
Pennsylvania(12/21/2024)
RR
Puerto Rico(7/2/2024)
RR
Rhode Island(12/21/2024)
RR
South Carolina(12/21/2024)
RR
South Dakota(12/21/2024)
RR
Tennessee(12/21/2024)
RR
Texas(12/21/2024)
RR
Utah(12/21/2024)
RR
Vermont(12/21/2024)
RR
Virginia(12/21/2024)
RR
Washington(12/21/2024)
RR
West Virginia(12/21/2024)
RR
Wisconsin(12/21/2024)
RR
Wyoming(12/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/2/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC
CRD#: 283250 / SEC#: , 8-69744
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
