He Lyu
Professional summary
He Lyu, who also goes by Catherine Lyu, is a registered financial professional currently at FLOW TRADERS U.S. LLC located in New York, New York.
He is registered as a RR (Registered Representative) and started their career in finance in 2025. He has worked at 1 firm and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view He Lyu's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2025 - Present
FLOW TRADERS U.S. LLC
Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/25/2025
Securities Trader ExamSeries 7TO
Date: 6/23/2025
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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