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Kevin D. O'brien
BROOKSTONE WEALTH ADVISORS
Tarpon Springs, FL 34689
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CRD#: 7768051
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Professional summary
Kevin Dale O'brien, who also goes by Kevin O'brien, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Tarpon Springs, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kevin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin O'brien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
George C Chambers, Inc Investment related: yes (Insurance) 1414 Lake Tarpon Ave, Tarpon Springs, FL 34689 Insurance- Life, Health, Annuity Position: Managing Partner Start date: 05/2021 I spend 10-12 hours per week managing the operations of GCC Inc. None of these hours are required to be during trading hours. I responsibilities include developing and executing marketing plans, managing the finances of the organization, follow up with employees to ensure assigned tasks are completed on time, etc. Professional Insurance Executives LLC Investment-related: yes 1414 Lake Tarpon Ave, Tarpon Springs, FL 34689 This business is an IMO/FMO. I am a member of the LLC, although I do not spend any significant time on this business. (Maybe 30 minutes per month.)
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Dale O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2023 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 1416 Lake Tarpon Ave, Tarpon Springs, FL 34689RIA
CRD#: 137658
Tarpon Springs, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/22/2023)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Company Information
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658Tarpon Springs, FL 34689TRUST BUT VERIFY
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