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BG

Brian L. Grady

C.R. LLOYD INVESTMENT SERVICES
Sioux Falls, SD 57104
Some features on this profile are disabled
CRD#: 7766607
BG

Professional summary

Brian Lee Grady is a registered financial professional currently at C.R. LLOYD INVESTMENT SERVICES, LLC located in Sioux Falls, South Dakota.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2025. Brian has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Lee Grady's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2025 - Present

C.R. LLOYD INVESTMENT SERVICES, LLC

Office #1: 150 E 4th Place Suite 600, Sioux Falls, SD 57104Office #2: 150 E 4th Place Suite 600, Sioux Falls, SD 57104
BD
CRD#: 325212
Sioux Falls, SD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(4/3/2025)
RR
Minnesota
(9/30/2025)
RR
South Dakota
(3/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/26/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/13/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CL
C.R. LLOYD INVESTMENT SERVICES, LLC
C.R. LLOYD INVESTMENT SERVICES, LLC

CRD#: 325212 / SEC#: , 8-71100

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
150 E 4th Place Suite 600, Sioux Falls, SD 57104
Mailing Address
150 E 4th Place Suite 600, Sioux Falls, SD 57104
Phone number
(605) 318-9718
Established
South Dakota since 11/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LLOYD COMPANIES, INC.SOLE MEMBER
CROSBY-BROWN, LAURA MAYFINOP, PFO, POO1545513
KROPP, PETER JOHNMANAGER, EXECUTIVE REPRESENTATIVE & CCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

C.R. LLOYD INVESTMENT SERVICES, LLC

CRD#: 325212Sioux Falls, SD 57104

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