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PK

Prince Keshari

ONE GROWTH SECURITIES LLC
Noida, Uttar Pradesh, 201301
Some features on this profile are disabled
CRD#: 7762920
PK

Professional summary

Prince Keshari is a registered financial professional currently at ONE GROWTH SECURITIES LLC .

Prince is registered as a RR (Registered Representative) and started their career in finance in 2023. Prince has worked at 5 firms and has passed the Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Prince Keshari's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2026 - Present

ONE GROWTH SECURITIES LLC

Office #1: A-37, Sector 60, Noida, Uttar Pradesh 201301
BD
CRD#: 310890
Noida, Uttar Pradesh,
Past

July 22, 2024 - January 8, 2026

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

July 17, 2024 - January 8, 2026

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

May 2, 2024 - May 20, 2024

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

August 17, 2023 - January 8, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 8/17/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/13/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OG
ONE GROWTH SECURITIES LLC
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: , 8-70641

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Phone number
(646) 389-9802
Established
New Jersey since 12/18/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE GROWTH SECURITIES LLC

CRD#: 310890Noida, Uttar Pradesh 201301

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