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EV

Elizabeth Vargas-encarnacion

SHAREGAIN SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7762913
EV

Professional summary

Elizabeth Vargas-encarnacion, who also goes by Elizabeth Vargas, is a registered financial professional currently at SHAREGAIN SECURITIES INC. located in New York, New York.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2025. Elizabeth has worked at 1 firm and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elizabeth Vargas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Vargas-encarnacion's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2025 - Present

SHAREGAIN SECURITIES INC.

Office #1: 60 Broad Street Suite 2511, New York, NY 10004
BD
CRD#: 318555
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 2/28/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SHAREGAIN SECURITIES INC.
SHAREGAIN SECURITIES INC | SHAREGAIN SECURITIES INC.

CRD#: 318555 / SEC#: , 8-70867

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 Broad Street Suite 2511, New York, NY 10004
Mailing Address
60 Broad Street Suite 2511, New York, NY 10004
Phone number
(917) 602-8147
Established
Delaware since 11/01/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SHAREGAIN (US) INC.SOLE SHAREHOLDER
ASIMOVIC, REISAGENERAL MANAGER7785368
GEORGE, THOMAS KEITHFINOP/POO/PFO5378303
INGVARSDOTTIR, ALENACHIEF COMPLIANCE OFFICER7854007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHAREGAIN SECURITIES INC.

CRD#: 318555New York, NY 10004

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