Michael Ferrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ferrie, who also goes by Michael Robert Ferrie, Mike Ferrie, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2023. Michael had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2025 - July 28, 2026
BOUNTIFUL INVESTMENT MANAGEMENT LLC
June 17, 2025 - November 18, 2025
AE WEALTH MANAGEMENT, LLC
July 10, 2024 - February 11, 2025
EQUITABLE ADVISORS, LLC
October 5, 2023 - February 11, 2025
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
BOUNTIFUL INVESTMENT MANAGEMENT LLC
CRD#: 281437 / SEC#: 801-129843
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/5/2023
General Securities Representative ExaminationCurrent Firm
BOUNTIFUL INVESTMENT MANAGEMENT LLC
CRD#: 281437 / SEC#: 801-129843
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,080 |
| AUM (Assets Under Management) | $ 160,517,879 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
