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Mitchell Bumpus

FLORIDA FINANCIAL ADVISORS
Orlando, FL
·CRD# 7760548·3 years experience

Professional Summary

Mitchell Bumpus, who also goes by Mitchell Ryan Bumpus, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Orlando, Florida and TRINITY WEALTH SECURITIES, L.L.C. located in Orlando, Florida. Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Mitchell has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitchell Ryan Bumpus

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

FLORIDA FINANCIAL ADVISORS, LLC·CRD# 288811
RIA
800 N Magnolia Ave Floor 07, Orlando, FL 32803-3264
June 21, 2023 - Present
TRINITY WEALTH SECURITIES, L.L.C.·CRD# 104348
BD
800 N Magnolia Ave Suite 1650, Orlando, FL 32803
September 5, 2023 - Present

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Current Firm

FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634

Phone Number

(813) 333-1683

# of Employees

667

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4,295

AUM (Assets Under Management)

$456,133,125

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Florida Financial Advisors. Investment Related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32801. Nature of Business: RIA. Position: Financial Consultant. Start Date: 06/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance. Not Investment Related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32801. Nature of Business: Fixed Insurance Sales. 06/2023. Hours per Month: 10 hours during trading. Duties: fixed insurance sales. Trinity Wealth Securities, LLC. Investment Related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32801. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Bumpus Financial Advisors LLC. Investment related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32801. Nature of Business: Financial Planning. 03/2025. Hours per month: 260. Hours per month trading: 200. Position: Owner. I created an LLC for my financial planning practice at FFA. Each day I am helping my clients reach their highest level by helping them with investments, taxes, retirement, income, education, business, and cash flow planning. Also, I manage three other advisor in the office each day. All profits will flow through the LLC then I will pay myself a reasonable salary by filing as an S-Corp.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Florida
(6/21/2023)
RR
Florida
(9/5/2023)
RR
Massachusetts
(3/23/2026)
IAR
Texas
(10/13/2023)
RR
Texas
(3/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2025About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2023About the Series 65 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Bumpus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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