Sydney R. Holleron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sydney Rose Holleron was a registered financial professional .
Sydney is a previously registered financial professional and started their career in finance in 2024. Sydney had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2025 - July 9, 2026
QUADCAP WEALTH MANAGEMENT, LLC
July 18, 2024 - March 6, 2025
GOLDMAN SACHS WEALTH SERVICES, L.P.
May 8, 2024 - March 6, 2025
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
QUADCAP WEALTH MANAGEMENT, LLC
CRD#: 151490 / SEC#: 801-79483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/7/2024
General Securities Representative ExaminationCurrent Firm
QUADCAP WEALTH MANAGEMENT, LLC
CRD#: 151490 / SEC#: 801-79483
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,764 |
| AUM (Assets Under Management) | $ 1,136,687,690 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
