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BC

Brendan M. Carey

CLERMONT, FL
Some features on this profile are disabled
CRD#: 7758446
BC
Brendan Michael Carey

Professional summary

Brendan Michael Carey, who also goes by Brendan Carey, was a registered financial advisor .

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brendan had worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Brendan Carey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2026 - Present

CLERMONT, FL
Past

July 10, 2023 - January 2, 2026

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/9/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/19/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/10/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/20/2023
Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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