Callen J. Campbell

ADVOCATES WEALTH PLANNING

Houston, TX 77024

Some features on this profile are disabled

CRD#: 7757014

Professional summary

Callen James Campbell is a registered financial advisor currently at ADVOCATES WEALTH PLANNING located in Houston, Texas.

Callen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Callen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callen James Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2025 - Present

ADVOCATES WEALTH PLANNING

Office #1: 920 Memorial City Way Suite 250, Houston, TX 77024

RIA

CRD#: 138612

Houston, TX

Past

October 19, 2023 - February 10, 2025

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVOCATES WEALTH PLANNING

ADVOCATES WEALTH PLANNING | YOUR ADVOCATES, LTD., LLP | THE ADVOCATES | CYPRESS ADVISORY SERVICES LTD., LLP

CRD#: 138612 / SEC#: 801-65283

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/13/2025)

IAR

Texas
(4/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/2023

Uniform Investment Adviser Law Examination

Current Firm

ADVOCATES WEALTH PLANNING

ADVOCATES WEALTH PLANNING | YOUR ADVOCATES, LTD., LLP | THE ADVOCATES | CYPRESS ADVISORY SERVICES LTD., LLP

CRD#: 138612 / SEC#: 801-65283

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

920 Memorial City Way Suite 250, Houston, TX 77024

Mailing Address

Phone number

(713) 827-8014

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,109
AUM (Assets Under Management)	$ 374,520,801

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
10/25/2023	Cover Page	Report
07/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Callen J. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callen James Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVOCATES WEALTH PLANNING

SANCTUARY ADVISORS, LLC

Primary Firm SEC Registration

ADVOCATES WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/2023

Current Firm

ADVOCATES WEALTH PLANNING

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ADVOCATES WEALTH PLANNING

TRUST BUT VERIFY

Similar Advisors