SM
Sheila M. Monachino
DAVIE KAPLAN WEALTH CARE ADVISORS
ROCHESTER, NY 14618
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CRD#: 7756784
SM
Professional summary
Sheila Marie Monachino, who also goes by Sheila Marie Macaluso, is a registered financial advisor currently at DAVIE KAPLAN WEALTH CARE ADVISORS, LLC located in Rochester, New York and DKCB FINANCIAL ADVISORS, LLC located in Rochester, New York.
Sheila is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Sheila has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sheila Marie Macaluso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVIE KAPLAN CPA, P.C. POSITION: SHAREHOLDER, NATURE: CPA FIRM INVESTMENT RELATED: NO NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 12/21/2020 ADDRESS: 28 MAIN STREET EAST, SUITE 1000, ROCHESTER NY 14614, UNITED STATES DESCRIPTION: PREPARE AND REVIEW TAX RETURNS, MANAGE TAX AND SMALL BUSINESS STAFF. 2) ROCHESTER EDUCATION FOUNDATION POSITION: TREASURER NATURE: NON-PROFIT ORGANIZATION PROVIDING BOOKS, MUSICAL INSTRUMENTATIONS AND COLLEGE ACCESS ASSISTANCE TO UNDERPRIVILEGED YOUTH IN THE ROCHESTER COMMUNITY. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2022 ADDRESS: 250 MILL STREET, ROCHESTER NY 14614, UNITED STATES DESCRIPTION: 1) HELP DRAFT ANNUAL BUDGET2) ATTEND FINANCE COMMITTEE MEETINGS3) ATTEND MONTHLY BOARD MEETINGS4) HELP BOOKKEEPER WITH QUICK BOOKS QUESTIONS5) ATTEND ORGANIZATION EVENTS 3) WILLIAM F COLELLA ESTATE POSITION: PERSONAL REPRESENTATIVE NATURE: ADMINISTRATION OF FAMILY MEMBER (UNCLE) ESTATE INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/24/2024 ADDRESS: 6 FRAMINGHAM LANE, PITTSFORD NY 14534, UNITED STATES DESCRIPTION: COLLECT AND DISBURSE ESTATE ASSETS AND PAY ESTATE LIABILITIES 4) NAME OF OTHER BUSINESS: DAVIE KAPLAN WEALTH CARE ADVISORS, LLC CRD# 140436, INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 10/2023, APX NUMBER OF HOURS PER WEEK: .5, APX NUMBER OF HOURS DURING TRADING HOURS: .5, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 5) DAVIE DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (FORMERLY DKCB WEALTH CARE ADVISORS, LLC) INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023 , POSITION/TITLE/RELATIONSHIP: MEMBER/REFERRING ADVISOR, APX NUMBER OF HOURS PER WEEK: .5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE), INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, START DATE: 10/2023 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: .05 BRIEF DESCRIPTION OF DUTIES: CONDUCTS INSURANCE SALES/REFERRALS; 7) 4) DKCB FINANCIAL ADVISORS, LLC NATURE OF BUSINESS: FINANCIAL SERVICES,REFERRAL - REFER HIGH NET WORTH CLIENTS TO RIA AS APPROPRIATE, INVESTMENT RELATED: Yes START DATE: 10/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Sheila Marie Monachino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2024 - Present
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 140436
ROCHESTER, NY
Current
February 23, 2024 - Present
DKCB FINANCIAL ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 126493
ROCHESTER, NY
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 100 Meridian Centre Blvd Suite 200, Rochester, NY 14618RIA
CRD#: 105644
ROCHESTER, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 100 Meridian Centre Blvd Suite 200, Rochester, NY 14618BD
CRD#: 13572
ROCHESTER, NY
Past
September 5, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROCHESTER, NY
Past
August 16, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
New York(2/7/2024)
RR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rochester, NY 14618TRUST BUT VERIFY
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