Matthew C. Warner

PEAK FINANCIAL PLANNING

Austin, TX

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CRD#: 7756618

Professional summary

Matthew Charles Warner is a registered financial advisor currently at PEAK FINANCIAL PLANNING located in Austin, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Charles Warner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2026 - Present

PEAK FINANCIAL PLANNING

RIA

CRD#: 317288

Austin, TX

Past

September 26, 2023 - January 5, 2026

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

August 18, 2023 - January 5, 2026

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/2/2026)

IAR

Pennsylvania
(2/3/2026)

IAR

Texas
(2/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/17/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/3/2023

Securities Industry Essentials Examination

Current Firm

PEAK FINANCIAL PLANNING

PEAK FINANCIAL PLANNING | PEAK FINANCIAL PLANNING, LLC

CRD#: 317288 / SEC#:

California

Registered Investment Advisory firm - (12/8/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/21/2025 Approved)

Texas

Registered Investment Advisory firm - (4/16/2024 Conditional Restricted)

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Contact information

Main Address

21201 Victory Blvd Suite 215, Canoga Park, CA 91303

Mailing Address

Phone number

(818) 600-6099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 75,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew C. Warner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Charles Warner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK FINANCIAL PLANNING

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2023

Series 7TO

Date: 8/17/2023

SIE

Date: 7/3/2023

Current Firm

PEAK FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEAK FINANCIAL PLANNING

TRUST BUT VERIFY

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