XS
Xina Shan
HUATAI SECURITIES (USA)
New York, NY 10017
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CRD#: 7756151
XS
Professional summary
Xina Shan is a registered financial professional currently at HUATAI SECURITIES (USA), INC. located in New York, New York.
Xina is registered as a RR (Registered Representative) and started their career in finance in 2024. Xina has worked at 1 firm and has passed the Series 16 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Xina Shan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2024 - Present
HUATAI SECURITIES (USA), INC.
Office #1: 280 Park Ave 21 Floor East, New York, NY 10017BD
CRD#: 298809
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
HS
HUATAI SECURITIES (USA), INC.
HUATAI SECURITIES (USA), INC.
CRD#: 298809 / SEC#: , 8-70231
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
280 Park Ave 21 Floor East, New York, NY 10017
Mailing Address
280 Park Ave 21 Floor East, New York, NY 10017
Phone number
(212) 763-8180
Established
Delaware since 08/24/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (19 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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