JA
Justin C. Aulds
ASSUREDPARTNERS INVESTMENT ADVISORS
Eagle, ID 83616
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CRD#: 7756134
JA
Professional summary
Justin Cole Aulds is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Eagle, Idaho and PRIVATE CLIENT SERVICES, LLC located in Eagle, Idaho.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Justin has worked at 4 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FSM Wealth. 9627 Wall Street, Nashville, IL 62263. Provide financial services to clients. Associate Advisor, Clerical and assisting senior advisors to help service client needs. 160 hrs/mo; 120 during trading hrs. Investment related. Doordash. 303 2nd Street, Suite 800, San Francisco, CA 94103. Delivery of food to customers. Independent contractor, delivery of food to customers. 0 hrs/mo; 0 during trading hrs. Non investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Cole Aulds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2024 - Present
ASSUREDPARTNERS INVESTMENT ADVISORS
Office #1: 971 E. Winding Creek Dr., Eagle, ID 83616RIA
CRD#: 309550
Eagle, ID
Current
July 31, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 971 E. Winding Creek Drive, Eagle, ID 83616RIA
BD
CRD#: 120222
Eagle, ID
Past
March 4, 2024 - August 2, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Nashville, IL
Past
February 1, 2024 - August 2, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
NASHVILLE, IL
Past
July 7, 2023 - August 7, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
NASHVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ASSUREDPARTNERS INVESTMENT ADVISORS
ASSUREDPARTNERS | STAFFORD CONSULTING | SECURUS FINANCIAL SERVICES | MURRAY WEALTH MANAGEMENT | LIGHTHOUSE FINANCIAL | IRON CAPITAL ADVISORS | FSM WEALTH | FORTUNE 360 GROUP | CHESME CAPITAL MANAGEMENT | ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | ASSUREDPARTNERS INVESTMENT ADVISORS
CRD#: 309550 / SEC#: 801-117771
RIA
Registered Investment Advisory firm - (12/10/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(7/31/2024)
IAR
Idaho(7/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 7/7/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 7/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ASSUREDPARTNERS INVESTMENT ADVISORS
ASSUREDPARTNERS | STAFFORD CONSULTING | SECURUS FINANCIAL SERVICES | MURRAY WEALTH MANAGEMENT | LIGHTHOUSE FINANCIAL | IRON CAPITAL ADVISORS | FSM WEALTH | FORTUNE 360 GROUP | CHESME CAPITAL MANAGEMENT | ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | ASSUREDPARTNERS INVESTMENT ADVISORS
CRD#: 309550 / SEC#: 801-117771
RIA
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Contact information
Main Address
4600 W. Cypress Street Suite 405, Tampa, FL 33607
Mailing Address
Phone number
(407) 708-0050
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,759 |
| AUM (Assets Under Management) | $ 3,251,947,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
