Jack R. Sweiderk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Richard Sweiderk, who also goes by Jack Sweiderk, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 2025. Jack had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2025 - May 5, 2026
BAY HARBOR WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
BAY HARBOR WEALTH MANAGEMENT, LLC
CRD#: 294000 / SEC#: 801-114123
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BAY HARBOR WEALTH MANAGEMENT, LLC
CRD#: 294000 / SEC#: 801-114123
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,375 |
| AUM (Assets Under Management) | $ 411,994,411 |
Red Flags
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