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WX

Wenqian Xing

COHEN & COMPANY SECURITIES
New York, NY 10019
Some features on this profile are disabled
CRD#: 7754525
WX

Professional summary

Wenqian Xing, who also goes by VIcky XIng, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.

Wenqian is registered as a RR (Registered Representative) and started their career in finance in 2024. Wenqian has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vicky Xing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wenqian Xing's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2025 - Present

COHEN & COMPANY SECURITIES, LLC

Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019
BD
CRD#: 149758
New York, NY
Past

March 7, 2025 - August 2, 2025

VESTRA ADVISORS, LLC

BD
CRD#: 327907
NEW YORK, NY
Past

July 22, 2024 - December 13, 2024

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/25/2025)
RR
Alaska
(8/25/2025)
RR
Arizona
(8/25/2025)
RR
Arkansas
(8/25/2025)
RR
California
(8/25/2025)
RR
Colorado
(8/25/2025)
RR
Connecticut
(8/25/2025)
RR
Delaware
(8/25/2025)
RR
District of Columbia
(8/25/2025)
RR
Florida
(8/25/2025)
RR
Georgia
(8/25/2025)
RR
Hawaii
(8/25/2025)
RR
Idaho
(8/25/2025)
RR
Illinois
(8/25/2025)
RR
Indiana
(8/25/2025)
RR
Iowa
(8/25/2025)
RR
Kansas
(8/25/2025)
RR
Kentucky
(8/25/2025)
RR
Louisiana
(8/25/2025)
RR
Maine
(8/25/2025)
RR
Maryland
(8/25/2025)
RR
Massachusetts
(8/25/2025)
RR
Michigan
(8/25/2025)
RR
Minnesota
(8/25/2025)
RR
Mississippi
(8/25/2025)
RR
Missouri
(8/25/2025)
RR
Montana
(8/25/2025)
RR
Nebraska
(8/25/2025)
RR
Nevada
(8/25/2025)
RR
New Hampshire
(8/25/2025)
RR
New Jersey
(8/25/2025)
RR
New Mexico
(8/25/2025)
RR
New York
(8/25/2025)
RR
North Carolina
(8/25/2025)
RR
North Dakota
(8/25/2025)
RR
Ohio
(8/25/2025)
RR
Oklahoma
(8/25/2025)
RR
Oregon
(8/25/2025)
RR
Pennsylvania
(8/25/2025)
RR
Puerto Rico
(8/25/2025)
RR
Rhode Island
(8/25/2025)
RR
South Carolina
(8/25/2025)
RR
South Dakota
(8/25/2025)
RR
Tennessee
(8/25/2025)
RR
Texas
(8/25/2025)
RR
Utah
(8/25/2025)
RR
Vermont
(8/25/2025)
RR
Virgin Islands
(8/25/2025)
RR
Virginia
(8/25/2025)
RR
Washington
(8/25/2025)
RR
West Virginia
(8/25/2025)
RR
Wisconsin
(8/25/2025)
RR
Wyoming
(8/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/22/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

C&
COHEN & COMPANY SECURITIES, LLC
C & CO/PRINCERIDGE GROUP LLC | VINSONFORBES & CO. LLC | THE PRINCERIDGE GROUP LLC | J.V.B. FINANCIAL GROUP, LLC | COHEN & COMPANY SECURITIES, LLC | C & CO/PRINCERIDGE LLC

CRD#: 149758 / SEC#: , 8-68186

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information

Main Address
3 Columbus Circle 24th Floor, New York, NY 10019
Mailing Address
3 Columbus Circle 24th Floor, New York, NY 10019
Phone number
(646) 792-5600
Established
Delaware since 12/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
J.V.B. FINANCIAL GROUP HOLDINGS, LP.SOLE MEMBER
BRAFMAN, LESTER RAYMONDCHIEF EXECUTIVE OFFICER1895749
BURKLIN, STEPHAN GEORGEEXECUTIVE VICE PRESIDENT1808970
LISTMAN, DOUGLASCFO5894307
VACCA, KATHARINE ELIZABETHCHIEF COMPLIANCE OFFICER1821586

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758New York, NY 10019

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