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JW

Jing Wang

M. S. HOWELLS & CO.
Dallas, TX 75205
Some features on this profile are disabled
CRD#: 7754131
JW
Jing WangM. S. HOWELLS & CO.

Professional summary

Jing Wang is a registered financial professional currently at M. S. HOWELLS & CO. located in Dallas, Texas.

Jing is registered as a RR (Registered Representative) and started their career in finance in 2023. Jing has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: Self-Employed NON-INVESTMENT RELATED ADDRESS (City/State): Dallas, TX NATURE OF BUSINESS: Faculty/Teaching POSITION: Mandarin Teacher START DATE (Month/Year): 03/2020 APPROXIMATE HOURS PER MONTH: 4 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Teach mandarin online

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jing Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 24, 2026 - Present

M. S. HOWELLS & CO.

Office #1: 7001 Preston Rd. Suite 250, Dallas, TX 75205
BD
CRD#: 104100
Dallas, TX
Past

August 30, 2024 - August 17, 2026

ROCKEFELLER FINANCIAL LLC

RIA
CRD#: 291361
Dallas, TX
Past

August 30, 2024 - August 17, 2026

ROCKEFELLER FINANCIAL LLC

BD
CRD#: 291361
Dallas, TX
Past

October 3, 2023 - September 24, 2024

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Plano, TX
Past

September 1, 2023 - September 24, 2024

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
Plano, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/2/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/31/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/1/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
M. S. HOWELLS & CO.
M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: , 8-52558

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Mailing Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Phone number
(480) 563-2000
Established
Delaware since 04/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEEOWNER
SANTAMARIA, KATRINA PATRICIACHIEF EXECUTIVE OFFICER3248779
CRITES, MARCY ANNFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)6346298
HOWELLS, MARK STEPHENEXECUTIVE CHAIRMAN/DIRECTOR726921
HOWELLS, MARK STEPHENTRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997726921
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
KREIZENBECK, TARA LYNNCHIEF OPERATING OFFICER7141895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

M. S. HOWELLS & CO.

CRD#: 104100Dallas, TX 75205

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