JP
Jonathan T. Pickens
THRIVENT INVESTMENT MANAGEMENT
Washington, MO 63090
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CRD#: 7753323
JP
Professional summary
Jonathan Tyler Pickens is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Washington, Missouri.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jonathan has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WASHINGTON HEIGHTS LAKE LOT OWNERS ASSOCIATION POSITION: Treasurer NATURE: The Washington Heights Lake Lot Owners Association is a group of 14 households whose residence sits on a Lot that touches the shared Lake, and whom have full access to use the Lake. The group was formed to maintain and upkeep the Lake. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2023 ADDRESS: 3 Wheatly Ct., Washington MO 63090, United States DESCRIPTION: I am the Treasurer elect of our residential neighborhood Lake Lot homeowner's association. My duties involved collecting annual dues from the homeowner's, and paying out expenses from our association account. FRANKLIN COUNTY FOSTER CLOSET POSITION: Board Member NATURE: The foster closet support foster kids and foster families by providing them with free clothing, toiletries, furniture and school supplies, to help ease the burden of transitioning into a new home. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 500 Clark Ave., Ste. C, Union MO 63084, United States DESCRIPTION: Attend 9 board meetings per year, provide support by volunteering at fundraising events. GOAL FOR GOOD CHARITY SOCCER TOURNAMENT- NONPROFIT POSITION: Director/Owner NATURE: This NonProfit holds an annual charity soccer tournament that raises funds for the community. All proceeds get directed back into local organizations such as other nonprofits that serve the community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2025 ADDRESS: 3 Wheatly Ct., Washington MO 63090, United States DESCRIPTION: I would be responsible to putting together a Board of Directors, and collectively we would manage the tournament by securing a location for the tournament, recruiting teams to play, seeking sponsorships and donations. I would oversee the tournament. REFERRAL CONNECTION NETWORK POSITION: President-elect NATURE: RCN is a professional networking group, where professionals meet weekly to network, make connections with business owners and see how we can collectively help make impact in our community. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 310 Elm St., Washington MO 63090, United States DESCRIPTION: Facilitate meetings and help grow the group via by inviting guests to meetings
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Tyler Pickens's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Tyler Pickens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 416 Elm Street, Washington, MO 63090RIA
BD
CRD#: 18387
Washington, MO
Current
September 6, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 416 Elm Street, Washington, MO 63090RIA
BD
CRD#: 18387
Washington, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/25/2023)
RR
Arkansas(9/25/2023)
RR
Illinois(8/8/2025)
RR
Kansas(9/26/2023)
RR
Kentucky(9/25/2023)
RR
Missouri(9/7/2023)
IAR
Missouri(9/7/2023)
RR
Texas(9/25/2023)
IAR
Texas(9/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
