PP
Philippe J. Preite
IN ON CAPITAL
Miami, FL 33131
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CRD#: 7752678
PP
Professional summary
Philippe Jacques Preite is a registered financial advisor currently at IN ON CAPITAL located in Miami, Florida.
Philippe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Philippe has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bacalia is at Peninsula Center, PH, Costa del Este, Panama and is a financial services firm, Member of the Board, from 2020. Devotes 2 hours/ mo. not during trading hours. Miura Capital is at Ocean Business Plaza, Aquilino de la Guardia in Panama and is a financial services firm, CIO, from 2020. Devotes 20 hours/ mo. during trading hours. Sentosa & Co. is at Peninsula Center, PH, Costa del Este, Panama and is a financial services consulting firm, CEO, from 2020. Devotes 120 hours/ mo. during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Philippe Jacques Preite's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2023 - Present
IN ON CAPITAL
Office #1: 777 Brickell Avenue Suite 500, Miami, FL 33131RIA
CRD#: 290038
Miami, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IO
IN ON CAPITAL
IN ON CAPITAL | IN ON CAPITAL LLC | IN ON CAPITAL ADVISORS LLC
CRD#: 290038 / SEC#: 801-117554
RIA
Registered Investment Advisory firm - (10/29/2019 Approved)Florida
Registered Investment Advisory firm - (7/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/18/2023)
Exams
Current Firm
IO
IN ON CAPITAL
IN ON CAPITAL | IN ON CAPITAL LLC | IN ON CAPITAL ADVISORS LLC
CRD#: 290038 / SEC#: 801-117554
RIA
Registered Investment Advisory firm - (10/29/2019 Approved)Florida
Registered Investment Advisory firm - (7/1/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 Brickell Avenue Suite 500, Miami, FL 33131
Mailing Address
Phone number
(305) 721-2811
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 385,362,849 |
Red Flags
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Company Information
IN ON CAPITAL
CRD#: 290038Miami, FL 33131TRUST BUT VERIFY
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