Ruby K. Melton

FORTUNE WEALTH MANAGEMENT

DALLAS, TX 75206

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CRD#: 7748019

Professional summary

Ruby Kate Melton, who also goes by Ruby Melton, is a registered financial advisor currently at FORTUNE WEALTH MANAGEMENT, LLC located in Dallas, Texas.

Ruby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Ruby has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ruby Melton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MELTON CUSTOM HOMES; 418 BROKEN SPUR TRAIL, CELINA, TX 75009; EMPLOYEE; START 1/1/2023; APPROXIMATELY 20 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruby Kate Melton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2025 - Present

FORTUNE WEALTH MANAGEMENT, LLC

Office #1: 5910 N. Central Expy Suite 1599, Dallas, TX 75206

RIA

CRD#: 157832

DALLAS, TX

Past

November 21, 2024 - February 28, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

November 21, 2024 - February 28, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

Past

July 27, 2024 - September 3, 2024

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTUNE WEALTH MANAGEMENT, LLC

CRD#: 157832 / SEC#: 801-72503

RIA

Registered Investment Advisory firm - (6/27/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/9/2023

Securities Industry Essentials Examination

Current Firm

FORTUNE WEALTH MANAGEMENT, LLC

CRD#: 157832 / SEC#: 801-72503

RIA

Registered Investment Advisory firm - (6/27/2011 Approved)

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Contact information

Main Address

5910 N. Central Expy Suite 1599, Dallas, TX 75206

Mailing Address

Phone number

(972) 716-8002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWM ADV PART 2A MARCH 2024 (4/9/2025)

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 343,522,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ruby K. Melton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruby Kate Melton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE WEALTH MANAGEMENT, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

INSTITUTIONAL SECURITIES CORPORATION

Primary Firm SEC Registration

FORTUNE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2024

Series 7TO

Date: 7/26/2024

SIE

Date: 8/9/2023

Current Firm

FORTUNE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTUNE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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