Andrew Rexroat

REDBUD ADVISORS

Austin, TX 78701

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CRD#: 7746482

Professional summary

Andrew Rexroat is a registered financial advisor currently at REDBUD ADVISORS located in Austin, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Andrew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Current employment is as a senior manager of accounting at a healthcare technology company. No commissions. This is my current full time job but will change when I start with the new firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Rexroat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2023 - Present

REDBUD ADVISORS

Office #1: 706 Guadalupe Street, Austin, TX 78701

RIA

CRD#: 300477

Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDBUD ADVISORS

AUSTIN FAMILY WEALTH | REDBUD ADVISORS LLC | REDBUD ADVISORS | AUSTIN FAMILY WEALTH LLC

CRD#: 300477 / SEC#: 801-124944

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

Texas

Registered Investment Advisory firm - (5/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2023

Uniform Investment Adviser Law Examination

Current Firm

REDBUD ADVISORS

AUSTIN FAMILY WEALTH | REDBUD ADVISORS LLC | REDBUD ADVISORS | AUSTIN FAMILY WEALTH LLC

CRD#: 300477 / SEC#: 801-124944

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

Texas

Registered Investment Advisory firm - (5/31/2022 Terminated)

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Contact information

Main Address

706 Guadalupe Street, Austin, TX 78701

Mailing Address

Phone number

(512) 222-6968

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REDBUD ADVISORS LLC DISCLOSURE BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	327
AUM (Assets Under Management)	$ 314,654,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew Rexroat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Rexroat's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDBUD ADVISORS

Primary Firm SEC Registration

REDBUD ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2023

Current Firm

REDBUD ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REDBUD ADVISORS

TRUST BUT VERIFY

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